Category: Financial Adviser Regulation
The rules have changed for Financial Advisers indeed…
June 7th, 2010, No Comments
And to put that statement in the context of what the article above states about those who sought advice, and still lost money…But then I’ve heard 80% of the people who lost money with one particular asset type in recent years took no invest advice at all.
What type of advice is ‘financial advice’?
April 11th, 2010, No Comments
If I, as a financial adviser make a comment about you in regard to the question, “Should you have a KiwiSaver product in your general financial plans?”, there are a number things to find out.
What will Adviser Regulation do for you?
November 4th, 2009, No Comments
The Securities Commission has responded to the survey the Consumer Institute have conducted. Some in the industry have questioned the value of the survey, citing possibility of a “telephone only” request for advice. However the Securities Commission is keen to offer the following comments. “The Commission is working with other agencies and the industry to [...]
